Overview In this role you will enhance the bank's control environment by testing and validating operational controls, documenting findings, and driving remediation with business lines. You'll partner with leaders to scale automation, improve processes, and strengthen data accuracy in a regulated setting. The position supports audits, regulatory examinations, and SOX controls while fostering collaboration across teams. This role offers the chance to shape control practices and enable safer, more efficient operations at scale.
Responsibilities- Perform control testing and validate that controls are properly designed and functioning
- Document testing results and maintain records
- Collaborate with process owners to identify improvement opportunities
- Assist in maintaining SOX control documentation and risk assessments
- Support remediation tracking and reporting to management
- Assist in process flow documentation and maintaining procedures repository
- Advise on automation opportunities and technology use
- Participate in control monitoring activities and audits
- Engage with leaders across the bank to ensure effective communication and collaboration
- Provide documentation and explanations for audits and regulatory examinations
Key requirements- Bachelor's degree in related field (preferred)
- Minimum of three years' banking experience, preferably in operations
- Strong leadership and supervisory abilities
- Excellent written and verbal communication
- Ability to manage multiple priorities and meet deadlines
- Proven analytical and decision-making skills
- strong communication
- collaboration
- problem-solving
- control testing
- SOX documentation
- risk assessments
