Overview In this senior role, you lead a team of product and market intelligence experts to identify, analyze, and predict regulatory trends and their impact on member firms, customers, and markets. You translate deep technical insight into actionable intelligence for leadership, regulators, and external stakeholders. You will shape finished intelligence products on emerging product-specific risks and market events, collaborating with Regulatory Operations Analytics. This is a strategic leadership role focused on investor protection, market integrity, and bridging technical expertise with executive decision-making.
Compensation / Benefits- comprehensive health, dental, and vision insurance
- 401(k) with company match and retirement contribution
- paid time off starting at 15 days with increases
- personal and sick leave
- tuition reimbursement and wellness programs
- commuter benefits and volunteer days
Responsibilities- Lead and develop a team of intelligence subject matter experts focused on regulatory trends and market risks.
- Oversee creation and delivery of strategic intelligence products, briefings, and communications for senior leadership and external stakeholders.
- Develop and maintain intelligence frameworks, collection strategies, standards, and dissemination protocols.
- Collaborate with FINRA divisions and external regulators to stay at the forefront of emerging risks and analytical approaches.
- Represent FINRA in committees, conferences, and public speaking to advance investor protection and market integrity.
- Align intelligence initiatives with strategic objectives, governance, and risk management across the organization.
Key requirements- Ten years of intelligence collection, analysis, dissemination, and planning experience.
- Deep expertise in intelligence cycle methodologies and regulatory activities.
- Extensive knowledge of intelligence structures, processes, and policy development.
- Knowledge of U.S. broker-dealer regulation and financial markets oversight; prior broker-dealer/financial institution exposure preferred.
- Experience translating complex intelligence into actionable guidance for senior leaders and regulators.
- Leadership through influence and consensus-building
- Strategic and critical thinking
- Strong written and verbal communication
- Intelligence analysis and dissemination
- Regulatory analytics and market risk assessment
- Experience with analytics and software products for intelligence
